|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William Ho
|
Director, CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
154,500 |
154,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
54,000 |
54,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Emily Wang Fairbairn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Luba Greenwood
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
56,250 |
56,250
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
President and COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeremy R. Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 May 2026 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William Ho
|
Director, CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2026 |
206,000 |
206,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2026 |
72,000 |
72,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2026 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
President and COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2026 |
80,000 |
80,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
72,464 |
95,181
|
-
|
1.4 |
100,000
|
Common Stock |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
36,232 |
49,514
|
-
|
1.4 |
50,000
|
Common Stock |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
36,232 |
121,168
|
-
|
1.4 |
50,000
|
Common Stock |
|
Emily Wang Fairbairn
|
Director |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
724,637 |
724,637
|
-
|
1.4 |
999,999
|
Common Stock |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
7,247 |
9,482
|
-
|
1.4 |
10,001
|
Common Stock |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 1.38 per share. |
22 Dec 2025 |
7,247 |
9,085
|
-
|
1.4 |
10,001
|
Common Stock |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2025 |
63,150 |
63,150
|
-
|
|
-
|
Stock Option (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2025 |
63,150 |
63,150
|
-
|
|
-
|
Stock Option (right to buy) |
|
Emily Wang Fairbairn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2025 |
63,150 |
63,150
|
-
|
|
-
|
Stock Option (right to buy) |
|
Luba Greenwood
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2025 |
63,150 |
63,150
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeremy R. Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 May 2025 |
63,150 |
63,150
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
81,967
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
81,967
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
81,967 |
599,571
|
-
|
0.2 |
15,115
|
Common Stock |
|
Peter C. Brandt
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
81,967 |
681,538
|
-
|
0.2 |
15,115
|
Common Stock |
|
Alan S. Roemer
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
102,459 |
387,489
|
-
|
0.2 |
18,893
|
Common Stock |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
91,459 |
91,459
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
11,000 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
11,000 |
11,000
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
102,459 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
102,459 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
102,459 |
102,459
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
102,459 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
11,000 |
398,489
|
-
|
0.2 |
2,028
|
Common Stock |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
81,967
|
-
|
|
-
|
Pre-Funded Warrant (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
81,967
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
81,967 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
1,639 |
1,639
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
1,639 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
15,000 |
67,071
|
-
|
0.2 |
2,766
|
Common Stock |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
15,000 |
15,000
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
15,000 |
5,492
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
20,492 |
20,492
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
20,492 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
15,000 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
12,295 |
12,295
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
12,295 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. |
27 Apr 2025 |
12,295 |
55,169
|
-
|
0.2 |
2,267
|
Common Stock |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
12,295 |
12,295
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
12,295 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Apr 2025 |
12,295 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Jeremy R. Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2025 |
2,049 |
2,049
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Jeremy R. Graff
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
27 Apr 2025 |
2,049 |
0
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Feb 2025 |
912,450 |
912,450
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Feb 2025 |
306,750 |
306,750
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Feb 2025 |
343,000 |
343,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Feb 2025 |
338,950 |
338,950
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Whitfill Travis
|
Director |
|
19 Dec 2024 |
42,676 |
42,676
|
-
|
|
-
|
Stock Option (right to buy) |
|
S. Roemer Alan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
93,242 |
93,242
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
290,085 |
290,085
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Wang Emily Fairbairn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
31,559 |
31,559
|
-
|
|
-
|
Stock Option (right to buy) |
|
Luba Greenwood
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
39,449 |
39,449
|
-
|
|
-
|
Stock Option (right to buy) |
|
Rochlin Kate
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
302,839 |
302,839
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
1,188,282 |
1,188,282
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeremy Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
47,697 |
47,697
|
-
|
|
-
|
Stock Option (right to buy) |
|
Brandt C. Peter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
49,490 |
49,490
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Dec 2024 |
286,899 |
286,899
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
253,164 |
517,604
|
-
|
|
-
|
Common Stock |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
253,164 |
253,164
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
81,967 |
81,967
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Peter C. Brandt
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
04 Oct 2024 |
81,967 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
04 Oct 2024 |
102,459 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
126,582 |
126,582
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
102,459 |
102,459
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
126,582 |
285,030
|
-
|
|
-
|
Common Stock |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
81,967 |
81,967
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
126,582 |
2,548,094
|
-
|
|
-
|
Common Stock |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
04 Oct 2024 |
81,967 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
126,582 |
126,582
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Emily Wang Fairbairn
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Oct 2024 |
3,038,743 |
3,038,743
|
-
|
|
-
|
Pre-Funded Warrants (right to buy) |
|
Emily Wang Fairbairn
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Oct 2024 |
3,038,743 |
3,038,743
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
25,316 |
25,316
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
20,492 |
20,492
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
04 Oct 2024 |
20,492 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
25,316 |
52,071
|
-
|
|
-
|
Common Stock |
|
Kate Rochlin
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
04 Oct 2024 |
12,295 |
0
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
25,316 |
25,316
|
-
|
|
-
|
Series C Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
25,316 |
42,874
|
-
|
|
-
|
Common Stock |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Oct 2024 |
12,295 |
12,295
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
William Ho
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Sep 2024 |
500,000 |
500,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Sep 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Sep 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Sep 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Sep 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Travis Whitfill
|
Director |
|
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Emily Wang Fairbairn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Luba Greenwood
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeremy Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2024 |
33,650 |
33,650
|
-
|
|
-
|
Stock Option (right to buy) |
|
Trishna Goswami
|
CHIEF MEDICAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Feb 2024 |
176,000 |
176,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP AND CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Feb 2024 |
169,000 |
169,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
McCall Patrick
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Feb 2024 |
189,000 |
189,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Ho William
|
Director, PRESIDENT AND CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Feb 2024 |
502,000 |
502,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
CHIEF OPERATING OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Feb 2024 |
186,000 |
186,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
McCall Patrick
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
20,492 |
20,492
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Lamb Lawrence
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
1,639 |
1,639
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Alan Roemer S.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
102,459 |
102,459
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Rochlin Kate
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
12,295 |
12,295
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Brandt Peter C.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
81,967
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
C. Brandt Peter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
264,440
|
-
|
|
-
|
Common Stock |
|
C. Peter Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
81,967
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
William Ho
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
2,421,512
|
-
|
|
-
|
Common Stock |
|
Ho William
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
81,967
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
4,098 |
4,098
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
12,295 |
12,295
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Jeremy Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
2,049 |
4,549
|
-
|
|
-
|
Common Stock |
|
Graff Jeremy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
2,049 |
2,049
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
1,639 |
1,639
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Goswami Trishna
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
4,098 |
4,098
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Goswami Trishna
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
4,098 |
6,729
|
-
|
|
-
|
Common Stock |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
20,492 |
20,492
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Graff Jeremy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
2,049 |
2,049
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
Rochlin Kate
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
12,295 |
17,558
|
-
|
|
-
|
Common Stock |
|
William Ho
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
81,967 |
81,967
|
-
|
|
-
|
Series A Warrants (right to buy) |
|
Lamb Lawrence
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
1,639 |
101,369
|
-
|
|
-
|
Common Stock |
|
Roemer Alan S.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
102,459 |
158,448
|
-
|
|
-
|
Common Stock |
|
S. Roemer Alan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
102,459 |
102,459
|
-
|
|
-
|
Series B Warrants (right to buy) |
|
McCall Patrick
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Dec 2023 |
20,492 |
26,755
|
-
|
|
-
|
Common Stock |
|
Patrick McCall
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.03 per share. |
25 Aug 2023 |
1,000 |
6,263
|
-
|
1.0 |
1,030
|
Common Stock |
|
William Ho
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.05 per share. |
24 Aug 2023 |
23,800 |
2,339,545
|
-
|
1.1 |
24,990
|
Common Stock |
|
Emily Wang Fairbairn
|
Director |
Other type of transaction at price $ 0.00 per share. |
28 Jul 2023 |
4,111,958 |
0
|
-
|
|
0
|
Common Stock |
|
William Ho
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2023 |
393,950 |
393,950
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2023 |
77,600 |
77,600
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2023 |
87,150 |
87,150
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2023 |
134,000 |
134,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2023 |
67,800 |
67,800
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeremy Graff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2023 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William Ho
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2023 |
393,950 |
393,950
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2023 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2023 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2023 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Apr 2023 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
William Ho
|
Director, President, CEO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2022 |
83,265 |
83,265
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2022 |
62,826 |
62,826
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2022 |
59,796 |
59,796
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2022 |
68,427 |
68,427
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Oct 2022 |
60,555 |
60,555
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
105,263 |
182,473
|
-
|
1.9 |
200,000
|
Common Stock |
|
Alan S. Roemer
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
26,315 |
55,989
|
-
|
1.9 |
49,999
|
Common Stock |
|
William Ho
|
Director, President, CEO and CFO |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
26,315 |
2,315,745
|
-
|
1.9 |
49,999
|
Common Stock |
|
Lawrence Lamb
|
EVP and CSO |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
526 |
99,730
|
-
|
1.9 |
999
|
Common Stock |
|
Emily Wang Fairbairn
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
789,473 |
4,111,958
|
-
|
1.9 |
1,499,999
|
Common Stock |
|
Luba Greenwood
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
526 |
7,826
|
-
|
1.9 |
999
|
Common Stock |
|
Patrick McCall
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
5,263 |
5,263
|
-
|
1.9 |
10,000
|
Common Stock |
|
Trishna Goswami
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
2,631 |
2,631
|
-
|
1.9 |
4,999
|
Common Stock |
|
Kate Rochlin
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 1.90 per share. |
16 Aug 2022 |
5,263 |
5,263
|
-
|
1.9 |
10,000
|
Common Stock |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
13,500 |
13,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
13,500 |
13,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Travis Whitfill
|
Director |
|
01 Jun 2022 |
13,500 |
13,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Emily Wang Fairbairn
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
13,500 |
13,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Luba Greenwood
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
13,500 |
13,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.07 per share. |
05 May 2022 |
26,204 |
99,204
|
-
|
1.1 |
27,999
|
Common Stock |
|
Lawrence Lamb
|
EVP and CSO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 May 2022 |
26,204 |
1,171
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
William Ho
|
Director, President, CEO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
254,500 |
254,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
62,500 |
62,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
84,500 |
84,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
90,500 |
90,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kate Rochlin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2022 |
96,000 |
96,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2021 |
86,258 |
86,258
|
-
|
|
-
|
Stock Option (right to buy) |
|
Trishna Goswami
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Nov 2021 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
William Ho
|
Director, President, CEO and CFO |
|
03 Aug 2021 |
3,070 |
72,999
|
-
|
|
-
|
Common Stock |
|
William Ho
|
Director, President, CEO and CFO |
|
03 Aug 2021 |
2,792 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Aug 2021 |
22,082 |
83,582
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Peter C. Brandt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Alan S. Roemer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
William Ho
|
Director, President, CEO and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
220,500 |
220,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Lawrence Lamb
|
EVP and CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
61,500 |
61,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Travis Whitfill
|
Director |
|
29 Jul 2021 |
10,500 |
10,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patrick McCall
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2021 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |